Search for: "ePLANNING, INC."
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30 Nov 2009, 2:39 pm
Gary Thomas Armitage who is the principal of AGA Financial and was formerly with ePLANNING Securities, Inc. in Roseville, California, was named in a complaint filed by FINRA alleging unauthorized transactions in customer accounts and participating in unreported private securities transactions. [read post]
5 Jul 2010, 1:55 pm
ePlanning Securities Inc. - The company withdrew from FINRA in February 2009. [read post]
5 Feb 2016, 6:15 am
One such issuance is Adageo Energy Partners, LP which according to SEC filings sought to raise $50 million and raised at least $31 million of that amount through brokerage firms including Direct Capital Securities, Inc., Madison Avenue Securities, Inc., WFP Securities, Inc., Arete Wealth Management, LLC, Newbridge Securities Corporation, Charter Pacific Securities, LLC, ePLANNING Securities, Inc., Sunset Financial Services, Inc., Jesup &… [read post]
